Identified and resolved system and account issues. Trained all packaging employees on revised procedures, new processes and the use and safety of new equipment. Kansas City, MO 64111 (777)-777-7777 [your email] Job Objective To use my skills and abilities to obtain a position within an organization as a Compliance Specialist … Build the best Compliance Specialist Resume and get hired! Provided superior customer service to campaign managers and other staff seeking information on behalf of accounts. Developed and implemented Compliance Training for all Sales Representatives and Sales Management. Reviewed all marketing materials to meet state, federal, and company requirements. Representative Quality Compliance Specialist resume experience can include: Strong business and consultancy skills with knowledge and experience in HR Flexible, ability to work effectively in a fast … A compliance specialist ensures that a company's operations adhere to the laws regulating the particular industry. Headline : A highly accomplished compliance and legal professional in the financial services industry. Developed and implemented new policies and procedures and quality processes for expansion in all areas of the business. Skills : Certified Nures Aide, CPR, Phlebotomy Certification, Medical Office Asst. Train with other examiners in the financial examination process. Reviewed Branch and Loan Officer web sites for compliance issues. Consulted with business groups on strategic compliance initiatives and worked with the Chief Compliance Officer to provided corporate compliance perspectives and developed a strategy to reduce potential compliance exposures. Compiled and presented monthly reports on findings to senior management teams. Objective : Human Resources Professional with experience in Full Cycle Recruiting, International HR, Immigration, Expatriate Relocation, Training and Payroll in the Oil and Gas Industry. To be a Compliance Specialist I typically requires 0-2 years of related experience. Being a Compliance Specialist … Optimize Your Compliance Specialist Resume With The Compliance Specialist Job Description. All rights reserved. Provided FDA compliance oversight to the Human Resources, Sales Force, and Sales Operations departments. Created custom pricing tickets using Bar Tender software. Responsible for all audits of the Sales Force, Sales Operations department, and practitioner signature verifications. Presented findings to Vice Presidents of Production, Logistics, Finance and Legal Counsel. Trained and supervised two new interns working on projects assigned by upper management and myself. Tracked and maintained deadlines and filing dates. Communicated with State Boards, upper management and clients on new or existing rule issues. Worked as part of a compliance team performing various tasks in response to frequent visits and requests made by outside auditors, the FDA, and the company's consent decree obligations. Reading EDI Raw data files, worked with a variety of divisions to assure orders were expedited promptly meeting compliance SLA's. Assigned and graded weekly tests to support ensuring 80% accuracy was maintained. Assisted with the analysis and interpretation of regulatory compliance requirements Reviewed recent proposed activities by regulatory agencies to determine potential impact on company operations. Marketing of all School of Hospitality Operations (SoHO) training programs through various marketing channels resulting in an increase of 24% in our mandated S.T.E.P. Objective : Dear Reviewer, I am a graduate of The Ohio State University, in which I majored in animal science and minored in farm management. Summary : Compliance and risk management professional with experience in financial services. HR Compliance Specialist Job Description for Resume If you have worked before as a human resources compliance specialist or are presently working in that role and are making a resume … Debit, credit and total accounts on computer spreadsheets and data bases, using specialized accounting software. Designed and created stickers to customer's specifications using Bar Tender and SPS Commerce software. Contributes to team effort by accomplishing related results as needed. Headline : Experienced, goal oriented, and accomplished, professional experienced in leadership, event planning, colleague development, conflict resolution, and human resources seeking a mutually beneficial professional opportunity to provide key management skill and quality service to employer while expanding professional experience to meet and exceed employer expectations in a changing global marketplace. Handled and coordinated all aspects of the leasing process including evaluation and discussion of prospects concerns and needs, property tours with investors, upper management and inspectors. Created daily compliance tracking system and department audits resulting in company savings of $450,000 annually. Here is a free Compliance Specialist Resume resume sample. Determined account requirements and potential service gaps by reviewing compliance manuals, EDI maps, routing guides and other media as required. Skilled at organizing complex projects, defining priorities and delegating tasks. Created monthly status reports for Political Law Group. The Compliance Specialist I works on projects/matters of limited complexity in a support role. Investigate activities of institutions to enforce laws and regulations and to ensure legality of transactions and operations or financial solvency. Detected and Monitored vendor compliance, violation charges, responding to and implementing corrective action plans immediately. Proficient in Microsoft Office Tools, i.e. Process annual and interim recertification's according to HUD 4350 including sending and receiving verifications of income and assets, completing questionnaires and all other regulated forms., Waiting list experiences Meticulous upkeep of files, calendars, events, create purchase orders and process invoices. Compliance Specialists ensure that the company they work for follows the rules pertaining to their particular industry. Wrote and edited policy and procedure directives and updates to the companys CRM. Performed UDAAP risk assessment. One of the best ways for you to optimize your Compliance Specialist resume is to look at the job … Led a project to convert the Reqwired tracking system into Thomson's Checkpoint Learning system. 2+ years of related experience at a Pharmaceutical, Biotech, or Medical Device company; 1+ year of experience working in a cGMP … Led in the creation of audits and reviewed processes to include notification and resolution. Partnered with internal business groups to plan, develop, test, implement and document all processes required by the new accounts. Skills : Certified Compliance And Ethics Professional, American Bankers Association Regulatory Compliance School - 2015 Graduate, Risk Management Association - Associate Member. Built relationships along with the Brand Engagement team which resulted in an increase in Brand engagement. Assisted in the analysis of the company's regulatory compliance posture and the development of control recommendations. Works independently to create and maintain databases and comprehensive status reports in order to track completion of required training and follow up with delinquent employees. Managed and maintained content in Learning Resource Center, Oracle Learning Management and MyPortal for increased awareness and utilization of SoHO offerings. Firm and flexible with proven effectiveness dealing with internal conflicts. 846 Loving Acres Road. To ensure company’s compliance with relevant regulations and standards, the professionals will need certain skill sets such as – adept at implementing, knowing and regulating companies so that they comply with the laws; familiarity in dealing with businesses and top management in a tactful way; industry experience; and a deep knowledge of regulations, investigations and auditing. Meet and greeted potential prospects and current residents in a timely and courteous manner to ensure the highest quality of customer service and satisfaction. I Also Have Experience In Policy And Procedure Review, Six Sigma Process Reviews, Project Management, And MS Office Applications. Objective : Graduate of IT Technical Institute of Columbia South Carolina. Assisted with internal and regulatory audit inquiries and preparation. By using one of’s field-tested resumes, and … Implemented process updates to close gaps in processes. Quality Assurance Compliance Specialist Resume Examples & Samples. This is one of the hundreds of Corporate Compliance Specialist resumes … enrollments plus completions (from 553 in 2010 to 683 in 2011 YTD across all [company name] brands). Environmental Compliance Specialist Resume. Worked with program management team to ensure all national vendor requirements were met, Monitored continuing program compliance for over 3,000 units in five states. Headline : Obtain a customer service position in a company where I can maximize my people oriented experience, communication skills and my problem analysis and problem solving abilities. There are plenty of opportunities to land a Regulatory Compliance Specialist job position, but it won’t just be handed to you. Answered high volume phone calls and managed high traffic work environment, performing a variety of task. Ensured compliance with all applicable state and federal election laws, rules, and regulations. Facilitated annual compliance meetings to home office staff and registered representatives in the field in order to keep everyone current with new company and regulatory policies and rules. Hire Now SUMMARY: Dynamic and highly motivated finance professional with a track record of delivering strong results with … Skills : MicroSoft Office, QuickBooks Pro. Participated in approving social media content. Maintained CPE rules and regulations listing and coded any changes in the rules to the system in XML. Regulatory Compliance Specialists make sure their clients or employers adhere to industry-specific rules. Provided feedback and made recommendations for improvement, drafted inspection reports to cover all findings and conclusions and presented final audit report to Regional Vice President in assigned region. Resourceful, Flexible, Precise. Detailed review of marketing and educational materials for the Medicare and Commercial line of business. These professionals determine company responsibilities, report to business managers, make … Regulatory Compliance Specialist Resume Example + Salaries, Writing tips and Information. Compliance Specialist Resume. Objective : Dependable, accurate professional with extensive experience in administrative support. Do you need the best Compliance Specialist resume? Calls prospective customers by operating telephone equipment, automatic dialing systems, and other telecommunications technologies. Performed audits in Salesforce and other platforms to ensure policy and procedure guidelines were met. Summary : Objective-driven Healthcare professional with major achievements in planning, negotiating and scheduling. Stayed abreast of industry and compliance trends; recommended and implemented changes to internal company processes as needed. Specific proficiency in the following areas: Risk Management Compliance Management Project Management Regulatory Change Management Technology and Process Improvements Reporting & Analysis Contract Management and Negotiation Legal Review and Research. Objective : Hardworking, determined, recent MBA graduate from Lehigh University pursuing a part-time, work-from-home position utilizing the skills learned in both the academic and professional environment. Known for possessing exceptional analytical and investigative skills as well as excellent verbal, written and presentation skills. Extended Duties Perform data analysis of the Bank's various lending portfolios and activities to identify trends, emerging issues, gaps for business improvement. Responsibilities of a Compliance Specialist. While the specific duties may vary based on the industry, certain tasks are common and are listed on the Compliance Specialist Resume as follows – reviewing the company’s compliance with relevant regulations and standards; reviewing documents and interviewing executives; resolving compliance issues, creating a modified plan and in case of any changes; and staying abreast with regulatory actions pertaining to their industry niche. Well versed in greeting visitors, scheduling appointments, and handling administrative and clerical duties. Complete orders by recording names, addresses, and purchases; referring ordering for filling. Investigated sales and marketing compliance issues and identify areas of opportunity for quality improvement. Facilitates the ongoing task of compliance training. While the specific duties may vary based on the industry, certain tasks are common and are listed on the Compliance Specialist Resume as follows – reviewing the company’s compliance with relevant … Instituted a first sale duty savings program resulting in annual import cost savings of $800,000. Prepared and filed campaign and state reports to government agencies on behalf of clients in various jurisdictions. Conducted customer meetings to provide status of program operations, quality standards and production metrics. Issued necessary corrective action to employees and managers, and followed up on getting corrective action reports back in a timely manner. Communicated business groups potential risks for non-compliance. Check out real resumes from actual people. Retrieved, reviewed, and analyzed TRACE, OATS, and MSRB reports daily. Enjoy creative problem solving and getting exposure on multiple projects, and I would excel in the collaborative environment on which your company prides itself. Called 160+ franchisees to ensure timely and accurate handling of insurance claims for multiple vendors, Ensured all franchisees on national program met requirements for each vendor, Worked to ensure all franchisees were familiar with certifications and compliance regulations, Significant use of computer software systems used to handle insurance claims for national program work (i.e., Microsoft Office, Xactimate, Xactanalysis, and Proprietary CRM software), Effectively communicated with franchises via phone, e-mail, and software updates to help them maximize their production efficiency to improve gross sales and net revenue. Responsibilities included on sample resumes for Compliance Specialists include assisting compliance manager and residence managers with obtaining and correcting documentation and resolving other … Demonstrated ability to maintain a pleasant, positive, and courteous demeanour continually. Compiled and submitted audit reports/corrective action plans to Sales Force and Sales Management. Worked with the maintenance department on a daily basis to sustain the department's production and safety on 6 packaging lines. Perform data entry, answer inquiries about the company, and compile financial records. Compliance Specialist defined and explained. Supervised and monitored policy and procedure accuracy for over 50 employees. These specialists have a number of different duties, including gathering and evaluating information, … Assisted in increasing general manager compliance by an average of 22.9% across all brands (from 47.2% in 2010 to 70.1% in 2011 YTD). Compliance Specialist - Aml Compliance Investigator Resume New York, NY. BUILD MY RESUME. Implemented and maintained a U.S. and Canada Customs line review system for all imported products. Objective : To pursue a career path focused on bringing value to an institution through fantastic customer service by way of direct customer service interaction and by leading associates to perform at high standards and with strong ethics. Assist the Chief Compliance Officer and BSA Manager with audits and regulatory relationships and assist with regulatory request during examinations. Works well in team environment as well as individually. Skills : Microsoft Outlook, Customer Service Skills, 10-key, Multi-Line Phone System, Microsoft office. Assisted CCO and Compliance team with compliance-related tasks, with planning, developing and implementing projects of some complexity-appropriate regulatory, disclosures and other filings through CRD. Skilled in managing multiple projects with exceptional communication and organizational skills. Aided in customer support issues in dealing with CPE issues including running custom reports in Access and SQL. Created and published several compliance bulletins and weekly news articles to communicate to field and home office employees new regulatory and company policies via the Intranet. You can use this as base to create a resume for your job application. Compliance Specialist Some of my duties included; summarizing all state, federal and licensing regulations to be audited; the developing of and establishing of the criteria for new auditing … Processing and documentation of International shipments. Ensured contributions and expenditures were within State and Federal limits. Perform Compliance Reviews, prepare reports and provide to management for distribution. Key Accomplishments Drafted and implemented all QA Compliance Standard Operating Procedures (SOPs) and Warehouse/Distribution department internal audit procedures. What the Regulatory Compliance Specialist Resume Objective Should Tell Prospective Employers. Assisted the audit department with obtaining file information for state and internal branch audits. Assisted Chief Compliance Officer in providing input and representation on key compliance initiatives, meetings, and committees. Interacted with Sales in regards to customer satisfaction and procedure accuracy. Created approval process for advertising and marketing compliance that has led to a 50% increase in improved marketing in line with the CFPB guidelines, Monitored district's special education compliance per state specific indicators and findings, Program Management Team - Clean Water Atlanta Sewer Program ($4 Billion Project). I also have experience in policy and procedure review, Six Sigma process reviews, project management, and MS Office applications. Assist the Compliance Manager with the implementation of the Bank's Compliance Program to ensure conformity and adherence with all applicable state and federal laws and consumer regulations. If you have worked before as a healthcare compliance specialist or are presently working in that role and are making a resume for a new position, you can create the professional experience section of your resume … Skills : Phlebotomy, Microsoft Word And Excel. Composed letters to consumers explaining the complaint investigation findings. Compliance specialists—frequently referred to as compliance officers—ensure organizations remain up-to-date on all regulatory and … Summary : Experienced, ambitious professional with a background in international and regional environmental policy, development, and compliance.Driven … Find inspiration from 100+ professional Compliance Specialist Resume Examples & Samples. Investigated all complaints that came into the company through the U.S. Department of Education contract to determine validity and suggest any action needed following the investigation. I attended The Ohio State University Newark campus for two years and received my Associate of Arts degree. Coordinates and supports all compliance related programs such as compliance testing and reporting, and internal controls testing to ensure compliance to laws and regulations. Coordinated quality assurance operations to ensure effective manufacturing quality and inspection procedures were executed. Assists with development implementation of training programs, newsletters or company-wide memos to ensure all employees are aware of changes in regulations such as document submission procedures, forms or substantive changes in the law. Skills : Microsoft Office Suite, FINRA Web CRD, Lexis Nexis/Bridger Insight, Nexus/Nexcom, Basecamp Project Management Software, SuranceBay Insurance Appointments Processing/Tracking Software, National Financial Services, E-File Cabinet, NIPR. Compliance Specialists list bachelor's degrees in environmental science, or a related field, as a minimum educational background on their resumes. Relevant Certification is also strongly desired. Your resume is the primary marketing document used in your job hunt, … Monitors departmental policies and procedures and reviews all marketing materials for adherence to compliance regulations. Skills : Inventory Control, Compliance, Training & Development. Collected and analyzed Marketing Services Agreement materials and provided information for State audits. Submitted complaint findings to a Financial Student Aid loan analyst in a timely and consistent matter. Excellent ability to focus on continuously identifying and addressing the strategic issues that can most affect the company's structure. Identifies prospects by reading telephone and zip code directories and other prepared listings. Demonstrated ability to build effective, productive relationships with individuals and teams to ensure that company policies and regulatory rules and regulations are maintained. If you have the space to include it, … Overseer of production, file preparation, document categorization, files quality control, and digital scanning. Conduct ongoing compliance monitoring, in conjunction with the Bank's Compliance Program, as designated annually by the Compliance Manager, as well as ensure the resolution of any Compliance issues that are tracked by Internal Audit. Developed and successfully piloted new position in Rainbow International designed to optimize their operational system for national accounts. Monitored international shipments for over 890 stores in United States and Canada as well as hundreds of production sites located in twelve countries. Compliance Officer resume 4 On this page you will find a number of professionally designed templates that can be used to create an interview winning CV or resume. Operate 10-key calculators, typewriters, and copy machines to preform calculations and produce documents. Submitted marketing materials via HPMS for CMS approval. Recognized for having a strong work ethic. Getting the compliance analyst position you want will require putting your best foot forward–something a great resume can help with. Implemented and analyzed quarterly and year end attestations. Managed the revision of the "Guide to Investing" manual and the Compliance section within the Written Supervisory Procedures Manual to reflect updated company policies. Consistently exceeded annual audit goals by successfully completing more than twenty percent of the Sales Force (both random and "for cause") audits. Try Now! Skills : Seventeen Years Of Experience In The Financial Industry That Includes Operations, Management, And Risk Management. Maintained text based rule summaries with updated information as it became available. You may find that experience in other jobs will help … A bachelor’s degree in Accounting, finance or business is compulsory, large companies require more education. Examined unnecessary chargebacks with functional areas (Transport, Sales, Operations etc ), creating and implementing plans of corrective action to prevent future occurrences, aligning self with the overall health of the company's finances. Strengths in leadership with the ability to work independently and in a team environment. Assist Property manager with managing 460 unit on a tax credit /section 8 layered property such as coordinating resident functions and community outreach. Completed filing and paperwork when needed Operate office machines, such as photocopiers and scanners, facsimile machines, voice mail systems and personal computers. Compliance Specialist III assists in the development and implementation of compliance programs for the organization. Conducted annual branch office compliance inspections of registered representatives and Investment Advisers to ensure compliance with company policies and regulatory requirements. 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